Export Compliance

An Export Control Classification Number (ECCN) is a specific alpha-numeric code used in the U.S. that identifies the level of export control for articles, technology and software exported from the participating states of the Wassenaar Arrangement, established in 1996.

Each participating state has its own classification procedure, but the system used in the U.S. is the most renowned and frequently used within the business sphere.

To find out which ECCN is assigned to a Kaspersky Lab product, please refer to the table below.

Wassenaar Arrangement

ECCN/EAR’s Assigned to Kaspersky Lab 

ProductsECCN/EARExport LicenseCCATS
Kaspersky Internet Security 20145D992.c/MMKTNLRSELF
Kaspersky Anti-Virus 20145D992.c/MMKTNLRSELF
Kaspersky Internet Security - Multi-Device5D992.c/MMKTNLRSELF
Kaspersky Pure 3.05D992.c/MMKTNLRSELF
Kaspersky Endpoint Security 10 for Windows5D992.c/MMKTNLRSELF
Kaspersky Security Center 105D992.c/MMKTNLRSELF
Kaspersky Security 10 for Mobile5D992.c/MMKTNLRSELF
Kaspersky Total Security for Business5D992.c/MMKTNLRSELF
Kaspersky Endpoint Security for Business - Core5D992.c/MMKTNLRSELF
Kaspersky Endpoint Security for Business - Select5D992.c/MMKTNLRSELF
Kaspersky Endpoint Security for Business - Advanced5D992.c/MMKTNLRSELF
Kaspersky Security 8.0 for SharePoint Server5D992.cNLRSELF
Kaspersky Pure 3.05D992.c/MMKTNLRSELF
Kaspersky Security for Mac5D992.cNLRSELF
Linux Mail Security 8.05D992.c/MMKTNLRSELF
Kaspersky Password Manager 5.05D992NLRSELF
Kaspersky Small Office Security 2.05D992/MMKTNLRSELF
Kaspersky Endpoint Security for Mac 8EAR99NLRSELF
Kaspersky Anti-Virus for Novell NetWare 5.7EAR99NLRSELF
Kaspersky Anti-Virus for Windows Servers Enterprise Edition 8EAR99NLRSELF
Kaspersky Security for Microsoft Exchange Servers 8EAR99NLRSELF
Kaspersky Anti-Virus for Lotus Domino 8.0EAR99NLRSELF
Kaspersky Security for Virtualization 1.1EAR99NLRSELF
Kaspersky Anti-Virus 6.0 R2 for Windows ServersEAR99NLRG137267
Kaspersky Anti-Virus 6.0 R2 for Windows WorkstationsEAR99NLRG137268
Kaspersky Anti-Virus 6.0 Second Opinion SolutionEAR99NLRG137266
Kaspersky Administration Kit 8.0a. 5D992.cNLRG137273
 b. mass market/publicly availableN/AG137273
Kaspersky Internet Security 20125D992.cNLRG138915
Tablet SecurityEAR99NLRG137993
Kaspersky Endpoint Security 8 For Windows5D992.cNLRG142107
Kaspersky Security Center5D992.cNLRG142375
Kaspersky Mobile Security 95D992.cNLRG142363
Kaspersky Endpoint Security for Smartphones5D992.cNLRSELF
Kaspersky Administration Kit 85D992.cNLRSELF
Kaspersky Anti-virus SDKEAR99NLRSELF
Kaspersky Anti-virus SDK UpdaterEAR99NLRSELF
Kaspersky SafeStreamEAR99NLRSELF
Kaspersky Endpoint Security for Linux version 8.05D992.cNLRSELF
Kaspersky Anti-Virus 8.0 for Linux File Servers5D992.cNLRSELF
Kaspersky Internet Security 20135D992.c/MMKTNLRSELF
Kaspersky Anti-Virus 20135D992.c/MMKTNLRSELF
Kaspersky Pure 2.05D992.c/MMKTNLRSELF

The word “SELF” in the CCATS column is used to identify those products that are self-classified under either Part 740.17.b.1 or Part 742.15.b.1 of the U.S. Export Administration Regulations (EAR).

References

ECCN

Export Control Classification Numbers are assigned by the U.S. Department of Commerce, Bureau of Industry and Security (BIS) in the Commerce Control List (CCL). This is the fundamental designation indicating the controls applied to an item. Kaspersky Lab products typically fall under one of two ECCNs:

1.      EAR99 - A category encompassing U.S.-origin items not elsewhere specified on the Commerce Control List (possibly including software without any encryption).

2.      5D992.c  - A category encompassing certain enumerated, high-functioning encryption products and software that can be shipped without delay anywhere in the world (except for Cuba, Iran, North Korea, Sudan, and Syria) as No License Required ("NLR"). 5D002 products may generally also be shipped around the world under license exception ENC provided certain restrictions are met (including, for example, restrictions on certain high-end products and end-users in certain restricted countries).

LIC

Given the appropriate ECCN, you should consult the Export Administration Regulations (EAR) or legal counsel to determine the appropriate license type and eligible countries for export purposes[1]. The license types for Kaspersky Lab products are typically:

1.      NLR - No License Required (To Most Countries)

Mass Market

U.S. government regulations allow mass market encryption products containing strong encryption to be exported under 5D992, NLR (see above) after a 30-day review. A "Mass Market" in this column indicates that the software has been reviewed by the U.S. Government and has been approved as mass market software.

CCATS

Commodity Classification Automated Tracking System. This is the code number assigned by BIS to products that have been classified using the Commerce Control List (CCL). Kaspersky Lab provides the CCATS number when applicable. We provide the CCATS because some encryption exports require post-shipment reporting to BIS and the CCATS information will assist with the reporting requirements, if required.

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[1] A license is still required for exports and re-exports from the U.S. to countries controlled for anti-terrorism (AT) reasons (currently, Cuba, Iran, North Korea, Sudan, and Syria). A license is also still required for exports to end-users of concern, or in support of a prohibited end-user.

 

 

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