Export Compliance
An Export Control Classification Number (ECCN) is a specific alpha-numeric code used in the U.S. that identifies the level of export control for articles, technology and software exported from the participating states of the Wassenaar Arrangement, established in 1996.
Each participating state has its own classification procedure, but the system used in the U.S. is the most renowned and frequently used within the business sphere.
To find out which ECCN is assigned to a Kaspersky Lab product, please refer to the table below.
Wassenaar Arrangement.
ECCN/EAR’s Assigned to Kaspersky Lab
| Products | ECCN/EAR | Export License | CCATS |
|---|
| Kaspersky Pure 3.0 | 5D992.c/MMKT | NLR | SELF |
| Kaspersky Endpoint Security 10 for Windows | 5D992.c/MMKT | NLR | SELF |
| Kaspersky Security Center 10 | 5D992.c/MMKT | NLR | SELF |
| Kaspersky Security 10 for Mobile | 5D992.c/MMKT | NLR | SELF |
| Kaspersky Total Security for Business | 5D992.c/MMKT | NLR | SELF |
| Kaspersky Endpoint Security for Business - Core | 5D992.c/MMKT | NLR | SELF |
| Kaspersky Endpoint Security for Business - Select | 5D992.c/MMKT | NLR | SELF |
| Kaspersky Endpoint Security for Business - Advanced | 5D992.c/MMKT | NLR | SELF |
| Kaspersky Security 8.0 for SharePoint Server | 5D992.c | NLR | SELF |
| Kaspersky Security for Mac | 5D992.c | NLR | SELF |
| Linux Mail Security 8.0 | 5D992.c/MMKT | NLR | SELF |
| Kaspersky Password Manager 5.0 | 5D992 | NLR | SELF |
| Kaspersky Small Office Security 2.0 | 5D992/MMKT | NLR | SELF |
| Kaspersky Endpoint Security for Mac 8 | EAR99 | NLR | SELF |
| Kaspersky Anti-Virus for Novell NetWare 5.7 | EAR99 | NLR | SELF |
| Kaspersky Anti-Virus for Windows Servers Enterprise Edition 8 | EAR99 | NLR | SELF |
| Kaspersky Security for Microsoft Exchange Servers 8 | EAR99 | NLR | SELF |
| Kaspersky Anti-Virus for Lotus Domino 8.0 | EAR99 | NLR | SELF |
| Kaspersky Security for Virtualization 1.1 | EAR99 | NLR | SELF |
| Kaspersky Anti-Virus 6.0 R2 for Windows Servers | EAR99 | NLR | G137267 |
| Kaspersky Anti-Virus 6.0 R2 for Windows Workstations | EAR99 | NLR | G137268 |
| Kaspersky Anti-Virus 6.0 Second Opinion Solution | EAR99 | NLR | G137266 |
| Kaspersky Administration Kit 8.0 | a. 5D992.c | NLR | G137273 |
| | b. mass market/publicly available | N/A | G137273 |
| Kaspersky Internet Security 2012 | 5D992.c | NLR | G138915 |
| Tablet Security | EAR99 | NLR | G137993 |
| Kaspersky Endpoint Security 8 For Windows | 5D992.c | NLR | G142107 |
| Kaspersky Security Center | 5D992.c | NLR | G142375 |
| Kaspersky Mobile Security 9 | 5D992.c | NLR | G142363 |
| Kaspersky Endpoint Security for Smartphones | 5D992.c | NLR | SELF |
| Kaspersky Administration Kit 8 | 5D992.c | NLR | SELF |
| Kaspersky Anti-virus SDK | EAR99 | NLR | SELF |
| Kaspersky Anti-virus SDK Updater | EAR99 | NLR | SELF |
| Kaspersky SafeStream | EAR99 | NLR | SELF |
| Kaspersky Endpoint Security for Linux version 8.0 | 5D992.c | NLR | SELF |
| Kaspersky Anti-Virus 8.0 for Linux File Servers | 5D992.c | NLR | SELF |
| Kaspersky Internet Security 2013 | 5D992.c/MMKT | NLR | SELF |
| Kaspersky Anti-Virus 2013 | 5D992.c/MMKT | NLR | SELF |
| Kaspersky Pure 2.0 | 5D992.c/MMKT | NLR | SELF |
The word “SELF” in the CCATS column is used to identify those products that are self-classified under either Part 740.17.b.1 or Part 742.15.b.1 of the U.S. Export Administration Regulations (EAR).
References
ECCN
Export Control Classification Numbers are assigned by the U.S. Department of Commerce, Bureau of Industry and Security (BIS) in the Commerce Control List (CCL). This is the fundamental designation indicating the controls applied to an item. Kaspersky Lab products typically fall under one of two ECCNs:
1. EAR99 - A category encompassing U.S.-origin items not elsewhere specified on the Commerce Control List (possibly including software without any encryption).
2. 5D992.c - A category encompassing certain enumerated, high-functioning encryption products and software that can be shipped without delay anywhere in the world (except for Cuba, Iran, North Korea, Sudan, and Syria) as No License Required ("NLR"). 5D002 products may generally also be shipped around the world under license exception ENC provided certain restrictions are met (including, for example, restrictions on certain high-end products and end-users in certain restricted countries).
LIC
Given the appropriate ECCN, you should consult the Export Administration Regulations (EAR) or legal counsel to determine the appropriate license type and eligible countries for export purposes[1]. The license types for Kaspersky Lab products are typically:
1. NLR - No License Required (To Most Countries)
Mass Market
U.S. government regulations allow mass market encryption products containing strong encryption to be exported under 5D992, NLR (see above) after a 30-day review. A "Mass Market" in this column indicates that the software has been reviewed by the U.S. Government and has been approved as mass market software.
CCATS
Commodity Classification Automated Tracking System. This is the code number assigned by BIS to products that have been classified using the Commerce Control List (CCL). Kaspersky Lab provides the CCATS number when applicable. We provide the CCATS because some encryption exports require post-shipment reporting to BIS and the CCATS information will assist with the reporting requirements, if required.
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